Job description
Job Description:
The Role
Are you interested in leading a fast-paced operational team tasked with protecting our customer's assets and Fidelity's reputation? The Fraud Surveillance group, within Legal Risk and Compliance’s Financial Intelligence Unit, is seeking a new leader for our Merrimack based team of fraud analysts and managers.
The Value You Deliver
- Operational responsibility for a highly motivated team of analysts and managers, tasked with reviewing potential fraud incidents, collecting the evidence, protecting the customer, and initiating the asset recovery process
- Recruiting, managing and mentoring Analysts, Sr. Analysts, Managers and Senior Managers
- Leading major fraud incidents and communicating the facts to LRC leadership
- Communicating fraud surveillance capabilities and the latest fraud trends to our business partners and advocating for strong business controls
- Working directly with partners from legal and the business to assess reimbursement claims under the Fidelity Customer Guarantee
- Collaborating with Fidelity Fraud Customer Response and At-Risk Fraud Support teams
- Influencing operational policies & procedures
The Expertise and Skills You Bring
- Previous Risk/Supervisory/Compliance/Fraud/Anti-Money Laundering experience a plus
- Detailed knowledge of brokerage operations
- FINRA Series 7 & 24 or 9/10 required
The Team
Fraud Surveillance is part of Legal Risk and Compliance’s Financial Intelligence Unit (FIU) and plays a critical, front-line role in the protection of Fidelity assets from account takeover, account owner fraud and Identity theft. Fraud Surveillance Analysts are currently located in Merrimack, Westlake and Covington and work hand-in-hand with FIU’s Cyber Fraud Fusion Center and Investigation Teams as well as business partners across the enterprise.
Please see below for the salary range for work locations in Colorado only:
N/APlease see below for the salary range for work locations in New York City, Westchester County, NY and Jersey City, NJ only:
N/APlease see below for the salary range for work locations in California only:
N/APlease see below for the salary range for work locations in Washington only:
N/ACertifications:
Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.
Join Us
At Fidelity, you'll find endless opportunities to build a meaningful career that positively impacts peoples' lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees' Choice Award, we have been recognized by our employees as a Best Place to Work in 2023. And you don't need a finance background to succeed at Fidelity—we offer a range of opportunities for learning so you can build the career you've always imagined.
At Fidelity, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we're calling "Dynamic Working."
We invite you to Find Your Fidelity at fidelitycareers.com.
Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations @fmr.com, or by calling 800-835-5099, prompt 2, option 3.
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