Job description
Position type: Full-time
Location: Greenville, DE
Schedule: Monday – Friday
Hybrid/Onsite
Description:
At WSFS Bank, we empower our Associates to grow their careers, guide our customers to secure their financial futures, and actively support our Communities so they can fully thrive. Careers with WSFS Bank offer an inclusive and supportive culture, competitive salaries, advancement opportunities, and more. We are the region's locally headquartered bank and wealth management company. We are honored to consistently be named a Top Workplace by our Associates, who make a difference every day for the people, businesses, and Communities we serve. We Stand For Service® is more than part of our name, it’s our mission and our purpose.
The Senior Wealth Compliance Officer will manage a team of Wealth Compliance Officers within the Wealth risk function to ensure compliance with applicable OCC, SEC, Delaware State Banking Commissioner, and FRB regulations. The incumbent will be responsible for supporting division-wide policies and procedures and coordinating with regulatory examiners and internal audit functions. In addition, the incumbent will be responsible for ensuring ongoing research of laws and regulations, compliance with applicable rules, regulations, policies, and procedures, and will manage internal compliance reviews to test policies and procedures across all Wealth lines of business.
Job Responsibilities:
- Manage a team of Wealth Compliance Officers.
- Ensuring policies and processes are updated as necessary and monitoring compliance within the Wealth Division.
- Managing quality control programs within the division and quality metrics associated with those programs. Ongoing assessment of business lines & products to ensure they meet regulatory requirements and the Wealth Division’s risk appetite.
- Support the Director of Wealth Risk in ensuring the business policies, procedures, and business practices are in sync with WSFS expectations and corporate policies, procedures, and business practices. Align with internal and external audit recommendations.
- Support the Director of Wealth Risk in implementing assigned board actions and internal and external auditor remediation plans.
- Support the Wealth leadership team for their assigned board actions.
- Preparation, attendance, and participation in leadership team meetings, and Wealth Committees, as needed.
Minimum Qualifications:
- 8+ years of financial/regulatory compliance management experience is required.
- J.D. or master’s degree preferred.
- The ability to work across organizations, be decisive, and have strong management skills, strong negotiation skills, and problem-solving skills.
- Excellent organizational skills.
- Strong knowledge of all relevant regulations.
WSFS Bank is inclusive and supportive of individual needs. If you have a physical or other impairment that might require an accommodation, including technical assistance with the WSFS Bank Careers website or submission process, please contact us via email at careers@ wsfsbank.com. Our Mission and Values serve as essential reminders about who we are and how we do business. WSFS is an equal-opportunity employer. We do not discriminate based upon race, religion, color, national origin, gender (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
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