Compliance Specialist I

Full Time
Pontiac, MI 48341
Posted
Job description
:
The Compliance Specialist I is a member of the Legal Compliance team responsible for following defined procedures to complete daily reviews of Salesforce help box case management, responding to investor due diligence findings as well as testing compliance controls within our loan operating system. This role involves working with our Operations, Secondary, Sales, and Risk teams to help Identify and mitigate risk. The Compliance Specialist I is an integral part of the Change Management System (CMS) by documenting issues/findings to support the implementation for fixing defects and bugs within our compliance controls. This position requires on-site attendance at our headquarters in Pontiac, MI.
WHAT YOU WILL BE DOING:

  • Managing the compliance help box by addressing requests within SLA to ensure timely resolution and elite client service
  • Escalating help box requests as needed to the appropriate team member(s) to ensure proper oversight
  • Review, communicate, and distribute CR requests to ensure 100% client satisfaction
  • Conducting process analysis to determine the root cause of any issues identified either through the compliance help box request or due diligence exception or quality control finding.
  • Reviewing daily/weekly reports to identify coaching opportunities for UWM team members, resolve any discrepancies and provide feedback as needed
  • Track and monitor the compliance control testing program
  • Utilize Uzone (our internal testing platform) to assign various tasks associated with the control testing process
  • Able to identify opportunities to improve processes
  • Proposing solutions, and occasionally working with the implementation team to remediate issues and test implementations
  • Diligently follow prescribed processes and document file records in an efficient and effective manner
WHAT WE NEED FROM YOU:
Must Have Qualifications:
  • At least 2-year Mortgage experience is required
  • Organized individual that is capable of managing various projects simultaneously
  • Communicates effectively verbally, non-verbally, and possesses strong technical skills
  • Demonstrated advanced use of MS Office software features and techniques
  • This position requires on-site attendance at our headquarters in Pontiac, MI.
Nice to Have Qualifications:
  • Bachelor’s degree, or equivalent experience preferred
THE PLACE & THE PERKS:
Ready to join thousands of talented team members who are making the dream of home ownership possible for more Americans? It’s all happening on UWM’s campus, where our award-winning workplace packs plenty of perks and amenities that keep the atmosphere buzzing with energy and excitement.

It’s no wonder that out of our six pillars, People Are Our Greatest Asset is number one. It’s at the very heart of how we treat each other, our clients and our community. Whether it’s providing elite client service or continuously striving to improve, our pillars provide a pathway to a more successful personal and professional life.


From the team member that holds a door open to the one that helps guide your career, you’ll feel the encouragement and support on day one. No matter your race, creed, gender, age, sexual orientation and ethnicity, you’ll be welcomed here. Accepted here. And empowered to Be You Here.


More reasons you’ll love working here include:
  • Paid Time Off (PTO) after just 30 days
  • Additional parental and maternity leave benefits after 12 months
  • Adoption reimbursement program
  • Paid volunteer hours
  • Paid training and career development
  • Medical, dental, vision and life insurance
  • 401k with employer match
  • Mortgage discount and area business discounts
  • Free membership to our large, state-of-the-art fitness center, including exercise classes such as yoga and Zumba, various sports leagues and a full-size basketball court
  • Wellness area, including an in-house primary-care physician’s office, full-time massage therapist and hair salon
  • Gourmet cafeteria featuring homemade breakfast and lunch
  • Convenience store featuring healthy grab-and-go snacks
  • In-house Starbucks and Great Lakes Coffee Roasting Company
  • Indoor/outdoor café with Wi-Fi
  • This position requires on-site attendance at our headquarters in Pontiac, MI.
DISCLAIMER: All the above duties and responsibilities are essential job functions subject to reasonable accommodation and change. All job requirements listed indicate the minimum level of knowledge, skills and/or ability deemed necessary to perform the job proficiently. Team members may be required to perform other or different job-related duties as requested by their team lead, subject to reasonable accommodation. This document does not create an employment contract, implied or otherwise. Employment with UWM is "at-will." UWM is an Equal Opportunity Employer.

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