Job description
Vaco has partnered with a private investment firm in Scottsdale searching for a Legal and Compliance Associate to join the legal and compliance team supporting both compliance efforts and fund legal matters. This is a newly formed role to provide support in further defining the company compliance programs and supporting legal reviews of investment fund documents.
This position is hybrid, with 2 days allowed to be worked from home, and 3 days on-site.
A JD is required to be considered and a high desire is placed on working experience from the private investment sector, however, it is not required.
Ideal candidate should have:
Job Requirements and Responsibilities:
Experience & Qualifications:
This position is hybrid, with 2 days allowed to be worked from home, and 3 days on-site.
A JD is required to be considered and a high desire is placed on working experience from the private investment sector, however, it is not required.
Ideal candidate should have:
- 2 years post law school experience working in an investment fund practice or in a regulatory group within an investment fund practice;
- Strong organization, analytical and communication skills;
- Ability to work with multiple departments across the organization.
Job Requirements and Responsibilities:
- Review of fund marketing materials and investor communications
- Data privacy matters (GDPR)
- Regulatory filings (CFTC exemptions, Form ADV, Form PF, International filings, others)
- Review of fund legal documents, PPM, LPA, Sub Books
- Investor onboarding and transfers
- Developing summaries of regulatory updates for firm leadership
- Compliance testing/program management
- Support compliance and legal team during external audits
Experience & Qualifications:
- JD
- Minimum 2 years of legal experience within an investment fund practice
- Strong organizational skills and ability to manage competing priorities
- Self-starter with the initiative to seek out opportunities and implement process and policy enhancements
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