Compliance Specialist

Want to work for a superb Banking organisation that requires you to manage their investor protection regulatory universe? In this stand-alone role as part of a large compliance team, you will have access to the highest levels within the bank from the CRO down and work on reviewing and enhancing the Bank’s investor protection compliance framework, bringing it from good to great through a MIFID11 lens. The role ensures the framework reflects regulatory requirements and best practice with respect to, but not limited to, investment products, MiFID II, the Consumer Protection Code, and the expectations of the Central Bank of Ireland. You will be responsible for monitoring and maintaining adequate and appropriate compliance systems and risk controls to ensure that the firm meets its investor protection regulatory requirements. You will also take on responsibility for Market Abuse; ,anti-bribery, Conflicts of interest; and overall Ethics to broaden your portfolio of expertise. Working with the Compliance monitoring team, you will conduct regulatory gap analysis across the organisational, and defining and executing roadmaps to achieve regulatory risk and compliance objectives, supporting the business in evaluating the conduct and customer risk implications associated with investment products. You will get to work with a broad variety of stakeholders at all levels, directly and through the compliance team, to propose and agree on actions required to mitigate key risks.

You?

Will be a change agent, someone who doesn’t want a steady state, but someone who wants excitement and to be able to make an impact and witness the fruits of their work quickly right across the organisation. You will bring deep subject matter expertise in the area of investor protection regulation, legislation and the consumer protection code from experience in banking, investment and/or wealth management with over 5 years commercial experience. You will have excellent communication skills and be able to carry an idea through to delivery and motivate people in a regulated environment. An LCOI OR ACOI accreditation would be ideal.